PERSONAL & BUSINESS WEALTH DESIGN
Privacy Practices Notice for Advantage Investment Management
Advantage Investment Management is concerned about your privacy. In order to issue and service high quality financial products and services, we collect personal information about you. Within Advantage Investment Management, LLC we restrict access to nonpublic personal information about you to those employees who need to know that information to provide our products or services or to otherwise conduct our business. We maintain physical, electronic, and procedural safeguards that comply with federal and state regulations to safeguard all your nonpublic personal information. We do not sell your information to third parties. Our privacy procedures apply even after you stop having any customer relationship with Advantage Investment Management, LLC.
COLLECTING INFORMATION - To conduct our business, we may collect nonpublic personal information about you from: (1) applications or other forms, such as name, address, Social Security number, assets and income, employment status and dependent information; (2) your transactions with us, our affiliates, or with others, such as account activity, payment history, and products or services purchased; and (3) on-line forms, site visiting data and on-line information collecting devices commonly called “cookies.”
HOW WE TREAT THE INFORMATION - On occasion, we may disclose your nonpublic personal information to affiliated or nonaffiliated third parties for the purpose of (1) effecting, administrating, or enforcing a transaction requested by you; (2) processing or servicing a financial product or service requested by you, (3) maintaining or servicing your account, (4) marketing financial products or services; or (5) other purposes determined by the firm to be permitted by law. We may also disclose all of the information described above to third parties with whom we contract for services. Examples of these third parties are: financial service providers, such as third party administrators, broker-dealers, insurance agents and brokers, investment companies, registered representatives, investment advisors, companies that perform marketing services on behalf of Advantage Investment Management, or to other financial institutions with whom we have joint marketing agreements, and certain on financial companies and individuals, such as our consultants and vendors.
Copyright © 2016 Advantage Investment Management. All rights reserved.
ADVISORY SERVICES OFFERED THROUGH GARTON & ASSOCIATES FINANCIAL ADVISORS, LLC DBA ADVANTAGE INVESTMENT MANAGEMENT, A REGISTERED INVESTMENT ADVISOR.